Diane
Carol Holt
I have over 17 years of experience with trading consistently and investing in the stock markets successfully. Reach out to me for full consultation & financial guidance.
My Premium Services
Diane Carol Holt
Investment Adviser & Stock Broker
I have garnered over 17 years of solid experience working with prestigious investment/brokerage firms in the United States, accumulating well over thirty-three state licenses in the process. I also provide advice about securities to premium clients and in addition, manage their investment portfolios and offer general financial planning services.
- Financial Consulting
- Investment Advisory
- Stock Brokerage
My Work Experience
D.A. DAVIDSON & CO.
(CRD#:199)
2015 - Present (10 years)
- Stock Broker
- Investment Adviser
HARFST AND ASSOCIATES, INC.
(CRD#:145090)
2007 - 2011 (4 years)
- Investment Adviser
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
(CRD#:149018)
2009 - 2010 (1 year)
- Investment Adviser
RAYMOND JAMES FINANCIAL SERVICES
(CRD#:6694)
2005 - 2010 (5 years)
- Stock Broker
- Investment Adviser
My Examinations
Securities Industry Essentials Examination
General Industry/Products Exam
General Securities Representative Examination
General Industry/Products Exam
Uniform Combined State Law Examination
State Securities Law Exam
Uniform Investment Adviser Law Examination
State Securities Law Exam
Uniform Securities Agent State Law Examination
State Securities Law Exam
I Provide Premium Financial Services
I have a stellar track record of meeting & exceeding the financial targets of my numerous clients, I will invest my time and substantial experience in making sure you succeed financially.
SRO Registrations
- FINRA
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24/7 Trading & Stock Options Support
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Easy Trading & Investment Processes
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Regular Updates & Market Insights
I Have 1400+ Global Clients. Here's some of their reviews
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